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- How It Works
- Getting Started
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How It Works

Our Professional Affiliation Program has an easy to follow process that guides you from creation of your new financial services entity, through introduction of the new services, and eventual implementation of these new services.

The Professional Affiliation Program is a two-phased program that serves as a map for integrating financial services with your current practice.

Phase one is the start-up phase. It addresses logistical, licensing, development, and infrastructure issues that you may encounter. Phase two is implementation. It involves designing and monitoring your new business and determining the correct approach for introducing your new services to your clients.

Answer: It is necessary for the accounting professional to affiliate with a broker/dealer in order to receive commissions from securities. They should also be appointed with a registered investment advisor to receive fees for money management services. In order to offer insurance products they will need to be appointed by any insurance companies with which they do business.